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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-08-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fith Third Bank, N.A. | Brunswick | OH | 11/2022 | Present |
| Charter Communications/Spectrum | Elyria | OH | 06/2022 | 11/2022 |
| Sheffield Nutrition Llc | Sheffield Village | OH | 08/2019 | 06/2022 |
| Ascent Church | Westlake | OH | 12/2018 | 08/2020 |
| Venerated Llc | Rocky River | OH | 03/2015 | 04/2019 |
| Herbalife Interational | Los Angeles | CA | 04/2012 | Present |
| Chipotle | Virginia Beach | VA | 09/2017 | 10/2018 |
| Fifth Third Securities, Inc. | Brunswick | OH | 11/2024 | Present |
Herbalife - Herbalife P.O. Box 80210 Los Angeles, CA 90080 - health & wellness - distributor - nominal hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm ---------------------------------------------------------------------- LaGrange Church of God - 502 N Center St. LaGrange, OH 44050 - Youth/Young Adult Pastor - 12 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 2025-03-21 |
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