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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-02-03 |
| OH | RA | APPROVED | 2026-02-03 |
| TX | RA | APPROVED | 2026-02-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mode One Llc | Cincinnati | OH | 06/2024 | 08/2024 |
| 95A Bistro & Sushi | Lafeyette | CO | 08/2015 | 09/2017 |
| Unemployed | Lafeyette | CO | 09/2017 | 11/2017 |
| Peleton Technologies Llc | Lafayette | CO | 12/2017 | 07/2018 |
| Unemployed | Cincinnati | OH | 05/2022 | 10/2022 |
| Protective Packaging Solutions | Cincinnati | OH | 08/2018 | 05/2022 |
| Rolling Suds | Dayton | OH | 10/2024 | 10/2024 |
| Unified Global Solutions | Dallas | TX | 05/2024 | 05/2024 |
| Unemployed | Cincinnati | OH | 09/2024 | 10/2024 |
| Fidelity Investments | Covington | KY | 11/2024 | Present |
| Protective Packaging Solutions | Cincinnati | OH | 11/2022 | 04/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 2025-03-04 |
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