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2100-925 West Georgia Street, Vancouver V6C3L2 • Canada
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-12-04 |
Branch Locations
Bureau 2600, 1000, Rue De Lagauchetiere Ouest, Montreal, Qc H3B 4W5 • Canada
Suite 2100 925 West Georgia Street, Vancouver, Bc V6C 3L2 • Canada
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James (Usa) Ltd. | Montreal, Qc | 11/2024 | Present | |
| Raymond James Ltd. | Montreal, Qc | 08/2016 | Present |
RAYMOND JAMES LTD ("RJL"), A REGISTERED INVESTMENT DEALER WITH CIRO, IS THE CANADIAN AFFILIATE AND PARENT COMPANY OF RAYMOND JAMES (USA) LTD. THE BUSINESS IS INVESTMENT RELATED. Steven Wiggins IS LOCATED AT Bureau 2600, 1000, rue de la Gauchetiere Ouest, Montreal Qc AND HAS BEEN EMPLOYED SINCE October 01, 2016.HE IS A FULL TIME EMPLOYEE AND HIS TITLE WITH RJL IS "FINANCIAL ADVISOR / PORTFOLIO MANAGEMENT". HE DEVOTES 160 HOURS A MONTH TO THIS BUSINESS DURING BUSINESS AND TRADING HOURS. HIS JOB DUTIES INCLUDE SALES. RAYMOND JAMES FINANCIAL PLANNING LTD ("RJFP") IS THE INSURANCE AND ESTATE PLANNING DIVISION OF RAYMOND JAMES LTD. RJFP DEALS WITH INSURANCE SOLUTIONS, WEALTH MANAGEMENT, TAX AND ESTATE PLANNING AND BUSINESS CONTINUITY. Steven Wiggins IS LOCATED AT Bureau 2600, 1000, rue de la Gauchetiere Ouest, Montreal Qc AND HAS BEEN LICENSED WITH RJFP SINCE October 01, 2016. HE IS A FULL-TIME EMPLOYEE. HE DEVOTES 20 HOURS A MONTH TO THIS BUSINESS. HIS JOB DUTIES INCLUDE LIFE INSURANCE SALES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-12-03 |
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