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Lauren Kathleen Hering

Xa Investments

Chicago, IL

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Current Employers
Xa Investments

321 N. Clark Street Suite 2430, Chicago, IL 60654 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-06-16
  • IL RA
    APPROVED
    Since 2025-06-16

Branch Locations

321 N. Clark Street Suite 2430, Chicago, IL 60654 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Notre Dame Notre Dame IN 08/2020 07/2024
High School Glencoe IL 08/2016 07/2020
Xa Investments Llc Chicago IL 08/2024 Present
  • 08/2020 → 07/2024
    University Of Notre Dame
    Notre Dame, IN
  • 08/2016 → 07/2020
    High School
    Glencoe, IL
  • 08/2024 → Present
    Xa Investments Llc
    Chicago, IL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-04-16
S65 Uniform Investment Adviser Law Examination 2025-06-16
  • S63 Uniform Securities Agent State Law Examination
    2026-04-16
  • S65 Uniform Investment Adviser Law Examination
    2025-06-16

View on SEC IAPD

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PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM INVESTMENTS
PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

More in Chicago, IL

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