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Clear Lake, IA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-03-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Of Omaha Investor Services, Inc. | Clive | IA | 10/2024 | Present |
| Gabrielson Clinic For Women | Clarion | IA | 07/2009 | Present |
| Drg Financial, Llc | Clear Lake | IA | 10/2025 | Present |
1) Gabrielson Clinic for Women, NO, 1316 S. MAIN STREET, CLARION, IA, 50525 , OBGYN , Owner & Physician , 07/2009 , 200 hrs a month , 24 hrs during securities trading , OBGYN & CEO 2) E & D Properties, NO, 303 5th St NE Belmond IA 50421, Property Management, Partner, 02/16/2015, 1 hr per month, 0 hrs during trading hours, silent partner 3) GCW Properties LLC, NO, 1316 S. MAIN STREET, CLARION, IA, 50525, Real Estate Holding for Gabrielson Clinic for Women, partner, 03/2020, 0 hrs, 0 hrs during trading, real estate holding 4) Baum Vision, NO, 930 W 16th St. Suite A1Costa Mesa, CA 92627, EYEWEAR COMPANY, Limited passive Partner, 01/2017, 2 hrs per month, 0 hrs during trading, passive owner 5) DrG Financial, LLC, YES, 2407 S Lakeview Ct Clear Lake IA 50428. Registered Investment Adviser firm. Managing Member and Chief Compliance Officer. 6) DBA: TGB Wealth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-26 |
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