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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-14
CA RA APPROVED 2025-02-05
  • TX RA
    APPROVED
    Since 2025-02-14
  • CA RA
    APPROVED
    Since 2025-02-05

Branch Locations

10775 N Oracle Rd, Oro Valley, AZ 85737 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tucson AZ 04/2018 Present
Einstein's Bagel Bros Duluth GA 09/2017 04/2018
Outback Steakhouse Alpharetta GA 09/2017 01/2018
Einstein's Bagel Bros Tucson AZ 06/2015 09/2016
Dominos Pizza Tucson AZ 09/2016 04/2017
Jw Business Acquisitions Atlanta GA 05/2017 09/2017
Unemployed Tucson AZ 04/2017 05/2017
Bank Of America, N.A. Tucson AZ 11/2024 Present
  • 04/2018 → Present
    Tucson, AZ
  • 09/2017 → 04/2018
    Einstein's Bagel Bros
    Duluth, GA
  • 09/2017 → 01/2018
    Outback Steakhouse
    Alpharetta, GA
  • 06/2015 → 09/2016
    Einstein's Bagel Bros
    Tucson, AZ
  • 09/2016 → 04/2017
    Dominos Pizza
    Tucson, AZ
  • 05/2017 → 09/2017
    Jw Business Acquisitions
    Atlanta, GA
  • 04/2017 → 05/2017
    Unemployed
    Tucson, AZ
  • 11/2024 → Present
    Bank Of America, N.A.
    Tucson, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-03
  • S66 Uniform Combined State Law Examination
    2025-02-03

View on SEC IAPD

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