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Brendon Michael Sobien

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Elk Grove Village, IL

Des Plaines, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-06
IL RA APPROVED 2025-02-01
  • TX RA
    APPROVED
    Since 2025-03-06
  • IL RA
    APPROVED
    Since 2025-02-01

Branch Locations

70 Biesterfield Rd, Elk Grove Village, IL 60007 • United States

1300 E Oakton St, Des Plaines, IL 60018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Elk Grove Village IL 10/2024 Present
Associated Bank South Elgin IL 06/2021 10/2024
Marquette University Milwaukee WI 08/2015 01/2020
Unemployed Barteltt IL 01/2020 05/2021
Bank Of America, N.A. Elk Grove Village IL 12/2024 Present
  • 10/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Elk Grove Village, IL
  • 06/2021 → 10/2024
    Associated Bank
    South Elgin, IL
  • 08/2015 → 01/2020
    Marquette University
    Milwaukee, WI
  • 01/2020 → 05/2021
    Unemployed
    Barteltt, IL
  • 12/2024 → Present
    Bank Of America, N.A.
    Elk Grove Village, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-31
  • S66 Uniform Combined State Law Examination
    2025-01-31

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