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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2025-02-27
WA RA APPROVED 2025-02-27
  • OR RA
    APPROVED
    Since 2025-02-27
  • WA RA
    APPROVED
    Since 2025-02-27

Branch Locations

14 Sw E St, Madras, OR 97741 • United States

220 Nw 3Rd St, Prineville, OR 97754 • United States

450 Ne Windy Knolls Dr, Bend, OR 97701 • United States

617 Sw 6Th St, Redmond, OR 97756 • United States

700 Sw Washington St 5Th Fl Ste 501 [Wd-Rbo], Vancouver, WA 98660 • United States

844 Ne 3Rd St, Bend, OR 97701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Vancouver WA 12/2001 Present
Other Businesses

A&E LLC, non-investment related business, 62362 McClain Drive Bend, OR. Provide strategic thought to The Best Health and Personal Care Store LLC which offers e-commerce solutions to companies who sell health and personal care products. Owner of A&E LLC and Member with interest in The Best Health and Personal Care Store LLC January 8, 2024 5 hours per month with no hours devoted during securities trading Provide strategic insights and may occasionally talk with business owners who sell health and personal care products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-27
  • S66 Uniform Combined State Law Examination
    2025-02-27

View on SEC IAPD

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