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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2025-02-27 |
| WA | RA | APPROVED | 2025-02-27 |
Branch Locations
14 Sw E St, Madras, OR 97741 • United States
220 Nw 3Rd St, Prineville, OR 97754 • United States
450 Ne Windy Knolls Dr, Bend, OR 97701 • United States
617 Sw 6Th St, Redmond, OR 97756 • United States
700 Sw Washington St 5Th Fl Ste 501 [Wd-Rbo], Vancouver, WA 98660 • United States
844 Ne 3Rd St, Bend, OR 97701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Vancouver | WA | 12/2001 | Present |
A&E LLC, non-investment related business, 62362 McClain Drive Bend, OR. Provide strategic thought to The Best Health and Personal Care Store LLC which offers e-commerce solutions to companies who sell health and personal care products. Owner of A&E LLC and Member with interest in The Best Health and Personal Care Store LLC January 8, 2024 5 hours per month with no hours devoted during securities trading Provide strategic insights and may occasionally talk with business owners who sell health and personal care products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-27 |
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