Charles Joseph Brown

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2026-01-21

MI RA
APPROVED

Since 2026-01-21

Branch Locations

2024 Celebration Dr Ne, Grand Rapids, MI 49525 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Grand Rapids	MI	09/2025	Present
Lake Michigan Credit Union	Grand Rapids	MI	10/2024	Present
Banker's Life	Saginaw	MI	01/2024	10/2024
Saginaw Valley State University	Saginaw	MI	08/2019	01/2024
Mangrove Motorsports	Carson City	MI	05/2023	07/2023
Clare High School	Clare	MI	08/2015	08/2019

09/2025 → Present

Lpl Financial Llc

Grand Rapids, MI
10/2024 → Present

Lake Michigan Credit Union

Grand Rapids, MI
01/2024 → 10/2024

Banker's Life

Saginaw, MI
08/2019 → 01/2024

Saginaw Valley State University

Saginaw, MI
05/2023 → 07/2023

Mangrove Motorsports

Carson City, MI
08/2015 → 08/2019

Clare High School

Clare, MI

Other Businesses

1. 09/11/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Lake Michigan Investment Services - Investment Related - At Reported Business Location(s) 2. 04/08/2026 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name MaxWealth Management - Investment Related - At Reported Business Location(s) - Start Date 03/20/2026 - 156 hours per month/ 126 hours during trading 3. 04/14/2026 - Oceanview Life and Annuity Company - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 03/20/2026 - 5 hours per month/ during trading 4. 04/14/2026 - Aspida - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 03/20/2026 - 5 hours per month/ during trading 5. 04/14/2026 - F&G Annuities & Life - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 03/20/2026 - 5 hours per month/ during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-01-20

S66 Uniform Combined State Law Examination

2026-01-20

Other Names

Charlie Joseph Brown

View on SEC IAPD