Rosemary Elizabeth Guerrero

Current Employers

Sound Income Strategies, Llc

500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-10-23

FL RA
APPROVED

Since 2024-10-23

Branch Locations

500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sound Income Strategies	Fort Lauderdale	FL	10/2024	Present
Sound Income Strategies	Fort Lauderdale	FL	04/2024	Present
Sound Income Strategies	Fort Lauderdale	FL	02/2024	04/2024
Unemployed	Fort Lauderdale	FL	04/2023	02/2024
626 Holdings	Boca Raton	FL	09/2017	04/2023
Dpi Of North Broward	Coconut Creek	FL	03/2015	08/2017

10/2024 → Present

Sound Income Strategies

Fort Lauderdale, FL
04/2024 → Present

Sound Income Strategies

Fort Lauderdale, FL
02/2024 → 04/2024

Sound Income Strategies

Fort Lauderdale, FL
04/2023 → 02/2024

Unemployed

Fort Lauderdale, FL
09/2017 → 04/2023

626 Holdings

Boca Raton, FL
03/2015 → 08/2017

Dpi Of North Broward

Coconut Creek, FL

Other Businesses

1. Sound Income Strategies, LLC - Director of Operations - 04/2024 - present - Investment related - Supervision of back operations and trading operations - 500 West Cypress Creek Rd, Ste 290, Fort Lauderdale, FL 33309. This will encompass approximately 100% of business hours. 2. Rental Property - 07/2025 - present - not investment related - Property owner renting property to tenants - 4606 Tamarind Circle, Coconut Creek, FL 33063. This will not encompass any business hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-10-12

S65 Uniform Investment Adviser Law Examination

2024-10-12