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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-06-05
IL RA APPROVED 2025-01-06
  • TN RA
    APPROVED
    Since 2025-06-05
  • IL RA
    APPROVED
    Since 2025-01-06

Branch Locations

5000 Meridian Blvd Suite 500, Franklin, TN 37067 • United States

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Portfolios L.P. Wheaton IL 10/2024 Present
First Trust Advisors L.P. Wheaton IL 10/2024 Present
Penske Atlanta GA 10/2022 10/2024
Penske Atlanta GA 07/2021 10/2022
Ridgeway Country Club Germantown TN 05/2018 08/2018
Penske Memphis TN 05/2019 08/2020
University Of Memphis Memphis TN 08/2014 05/2018
Unemployed Atlanta GA 08/2018 05/2019
Unemployed Atlanta GA 08/2020 07/2021
  • 10/2024 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 10/2024 → Present
    Wheaton, IL
  • 10/2022 → 10/2024
    Penske
    Atlanta, GA
  • 07/2021 → 10/2022
    Penske
    Atlanta, GA
  • 05/2018 → 08/2018
    Ridgeway Country Club
    Germantown, TN
  • 05/2019 → 08/2020
    Penske
    Memphis, TN
  • 08/2014 → 05/2018
    University Of Memphis
    Memphis, TN
  • 08/2018 → 05/2019
    Unemployed
    Atlanta, GA
  • 08/2020 → 07/2021
    Unemployed
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-07
  • S66 Uniform Combined State Law Examination
    2024-11-07
Other Names
  • Nat Hooker

View on SEC IAPD

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