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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-02
NJ RA APPROVED 2026-04-01
  • TX RA
    APPROVED
    Since 2026-04-02
  • NJ RA
    APPROVED
    Since 2026-04-01

Branch Locations

1100-1800 American Blvd Ci Client Services, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 12/2025 Present
Bank Of America Pennington NJ 11/2024 12/2025
Unemployed Princeton Jct NJ 07/2024 11/2024
Educational Testing Service Ewing NJ 10/2022 06/2024
Unemployed Princeton Jct NJ 01/2013 09/2022
  • 12/2025 → Present
    Pennington, NJ
  • 11/2024 → 12/2025
    Bank Of America
    Pennington, NJ
  • 07/2024 → 11/2024
    Unemployed
    Princeton Jct, NJ
  • 10/2022 → 06/2024
    Educational Testing Service
    Ewing, NJ
  • 01/2013 → 09/2022
    Unemployed
    Princeton Jct, NJ
Other Businesses

I*2080273, Entity Type Entity For Profit, Name of OBA: Road Gold Company LLC Address: YorkPennsylvania17406 Investment Related: No Position, Title, Association: General Partner/Managing MemberEmployee Start Date:07/01/2019 No Hours: 10 monthly No Hours during trading: 0 Duties: Producing oil from waste asphalt. Responsibilities are administrative.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-31
  • S66 Uniform Combined State Law Examination
    2026-03-31

View on SEC IAPD

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