Simon Serra

Mml Investors Services, LLC

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Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2026-08-31
TX	RA	APPROVED_RES	2026-06-15

CT RA
APPROVED

Since 2026-08-31
TX RA
APPROVED_RES

Since 2026-06-15

Branch Locations

Wilbraham, MA • United States

330 Whitney Ave Suite 610, Holyoke, MA 01040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services, Llc	Holyoke	MA	10/2024	Present
Massmutual Life Insurance Company	Holyoke	MA	07/2024	Present
Monson Savings Bank	Wilbraham	MA	05/2023	05/2024
Western New England University	Springfield	MA	08/2021	05/2024
Weekapaug Fire District	Westerly	RI	06/2019	08/2020
Lacasa Inc.	Hampden	MA	09/2020	12/2022
N/A	Wilbraham	MA	01/2004	06/2019

10/2024 → Present

Mml Investors Services, Llc

Holyoke, MA
07/2024 → Present

Massmutual Life Insurance Company

Holyoke, MA
05/2023 → 05/2024

Monson Savings Bank

Wilbraham, MA
08/2021 → 05/2024

Western New England University

Springfield, MA
06/2019 → 08/2020

Weekapaug Fire District

Westerly, RI
09/2020 → 12/2022

Lacasa Inc.

Hampden, MA
01/2004 → 06/2019

N/A

Wilbraham, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-08-28
S63	Uniform Securities Agent State Law Examination	2024-11-30

S65 Uniform Investment Adviser Law Examination

2026-08-28
S63 Uniform Securities Agent State Law Examination

2024-11-30

View on SEC IAPD

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