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Shihua Chen

Citigroup Global Markets Inc.

Irvine, CA

Irvine, CA

Fountain Valley, CA

Hermosa Beach, CA

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-05-12
  • CA RA
    APPROVED
    Since 2025-05-12

Branch Locations

Irvine, CA • United States

Irvine, CA • United States

Cwm Retail, Sales 17400 Brookhurst Street, Suite 102, Fountain Valley, CA 92708 • United States

Citi Wealth Management, Service/Operations 81 Pier Ave, Hermosa Beach, CA 90254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Irvine CA 10/2024 04/2025
Wfgia Irvine CA 09/2024 04/2025
Unemployed Irvine CA 04/2023 08/2024
Hrcf Investment Consulting Co. Beijing 01/2013 04/2023
Citigroup Global Markets Inc. Fountain Valley CA 05/2025 Present
  • 10/2024 → 04/2025
    Transamerica Financial Advisors, Inc
    Irvine, CA
  • 09/2024 → 04/2025
    Wfgia
    Irvine, CA
  • 04/2023 → 08/2024
    Unemployed
    Irvine, CA
  • 01/2013 → 04/2023
    Hrcf Investment Consulting Co.
    Beijing
  • 05/2025 → Present
    Citigroup Global Markets Inc.
    Fountain Valley, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-25
  • S66 Uniform Combined State Law Examination
    2025-01-25

View on SEC IAPD

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