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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-06-08
FL RA APPROVED 2010-01-01
  • TX RA
    APPROVED_RES
    Since 2020-06-08
  • FL RA
    APPROVED
    Since 2010-01-01

Branch Locations

100 Se 2Nd Street 27Th Floor, Miami, FL 33131 • United States

Pinecrest, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Miami FL 04/2005 Present
Previous Registrations
  • 2005-08-10 → 2010-01-01
    Ubs International Inc.
    Miami, FL
    Miami, FL
Other Businesses

1) Tico Tico LLC / United States / 848 Brickell Key Dr. Apt 2906 Miami, FL 33131 / Company / This is not an operating company. It was created only to maintain a boat that I bought for personal use / This entity will have NO activities it is an LLC that I create to keep a boat that I bought for personal use, not for buisness / Executive director / Investment in Company?: YES; 100% / Start Date 5/5/2018 /// 2) Famova LLC; Pinecrest, FL 33156; Company; This is not an operating company. It was created only to maintain passive investmentsThis entity will have NO activities it is an LLC that I created to keep passive investments in USA; Executive director; Start date: 5/12/2022

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-01
  • S66 Uniform Combined State Law Examination
    2005-08-01
Other Names
  • Alvaro Mora

View on SEC IAPD

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