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Amir Baker

Hightower Advisors, LLC

Los Angeles, CA

Chicago, IL

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-17
  • CA RA
    APPROVED
    Since 2025-03-17

Branch Locations

1999 Avenue Of The Stars Suite 3200, Los Angeles, CA 90067 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hightower Advisors, Llc Los Angeles CA 03/2023 Present
Tran Capital Management San Rafael CA 07/2014 02/2023
  • 03/2023 → Present
    Hightower Advisors, Llc
    Los Angeles, CA
  • 07/2014 → 02/2023
    Tran Capital Management
    San Rafael, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-15
  • S65 Uniform Investment Adviser Law Examination
    2025-03-15

View on SEC IAPD

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