Nicholas Grant Dunckle

Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2010-05-25

IL RA
APPROVED

Since 2010-05-25

Branch Locations

500 West Madison Suite 2850, Chicago, IL 60661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Aig Retirement Advisors	Houston	TX	09/2008	Present
Sunamerica Capital Services, Inc.	Houston	TX	01/2014	Present
Ess Fenton Group, Llc	St. Louis	MO	12/2024	Present

09/2008 → Present

Aig Retirement Advisors

Houston, TX
01/2014 → Present

Sunamerica Capital Services, Inc.

Houston, TX
12/2024 → Present

Ess Fenton Group, Llc

St. Louis, MO

Other Businesses

ESS FENTON GROUP, LLC POSITION: Passive Investor NATURE: This is a private placement offering to be a limited partner in a storage unit business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/16/2024 ADDRESS: 7243 Devonshire Ave, Suite 200, c/o Easy Space Storage Attn: Kels Lovegreen-Johnson, St. Louis MO 63119, United States DESCRIPTION: Limited Partner. No responsibility.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-10-20
S63	Uniform Securities Agent State Law Examination	2006-04-17

S66 Uniform Combined State Law Examination

2008-10-20
S63 Uniform Securities Agent State Law Examination

2006-04-17

Other Names

Nicholas Grant Dunckle

View on SEC IAPD