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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2013-04-09 |
Branch Locations
600 Grant Street 3550 Us Steel Tower, Pittsburgh, PA 15219 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Northwestern Life Ins. Co. | Milwaukee | WI | 09/1998 | Present |
| Northwestern Mutual Investment Services, Llc | Pittsburgh | PA | 02/1999 | Present |
| Northwestern Mutual Wealth Mangement Company | Milwaukee | WI | 03/2010 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. BOARD MEMBER, DORIS STACKPOLE FOUNDATION, EQT PLAZA, 625 LIBERTY AVENUE, PITTSBURGH, , PENNSYLVANIA, 15222, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 10/08/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PRIMARILY TO REVIEW REQUESTS FOR FUNDS BY CHARITIES AND OTHER COMMUNITY ORGANIZATIONS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-30 |
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