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Christopher Paul Tumio

Mariner

West Hartford, CT

Fairfield, CT

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-10-04
  • CT RA
    APPROVED
    Since 2024-10-04

Branch Locations

10 N Main Street Suite 214, West Hartford, CT 06107 • United States

140 Sherman St. 3Rd Floor, Fairfield, CT 06824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mariner Overland Park KS 10/2024 Present
Webster Financial Corporation Waterbury CT 10/2022 10/2024
People's United Bank Bridgeport CT 09/2020 10/2022
Pricewaterhousecoopers Stamford Ct CT 09/2019 10/2020
Full Time Education Bridgeport CT 09/2014 09/2019
  • 10/2024 → Present
    Mariner
    Overland Park, KS
  • 10/2022 → 10/2024
    Webster Financial Corporation
    Waterbury, CT
  • 09/2020 → 10/2022
    People's United Bank
    Bridgeport, CT
  • 09/2019 → 10/2020
    Pricewaterhousecoopers
    Stamford Ct, CT
  • 09/2014 → 09/2019
    Full Time Education
    Bridgeport, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-30
  • S65 Uniform Investment Adviser Law Examination
    2024-08-30
Other Names
  • Christopher Tumio

View on SEC IAPD

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