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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-06-15 |
Branch Locations
2262 Carmel Valley Rd Ste 200, Del Mar, CA 92014 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | San Diego | CA | 11/2009 | 03/2020 |
| Morgan Stanley Private Bank, N.A. | San Diego | CA | 03/2011 | 03/2020 |
| Ubs Financial Services Inc. | New York | NY | 05/2020 | 08/2025 |
| Rbc Capital Markets, Llc | Phoenix | AZ | 02/2026 | 06/2026 |
| Jp Morgan Chase | La Jolla | CA | 10/2025 | 11/2025 |
| Lpl Financial Llc | San Diego | CA | 06/2026 | Present |
1. 06/2026 - Seapoint Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv Related – 0 Hour(s)/Month – 0 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 6/15/2026 2. 06/2026 - Linggi Wealth Management, Inc - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 0 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 6/15/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-01 |
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