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Current Employers
Advisor Resource Council

15110 Dallas Parkway Suite 500, Dallas, TX 75248 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-03-22
  • OK RA
    APPROVED
    Since 2023-03-22

Branch Locations

715 W Main Street, Jenks, OK 74037 • United States

15110 Dallas Parkway Suite 500, Dallas, TX 75248 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Army Ft Campbell KY 10/1991 10/2020
Regent Financial Services Tulsa OK 03/2017 08/2019
Lpl Financial, Llc Tulsa OK 08/2017 08/2019
Drawbridge Capital, Llc Tulsa OK 09/2017 08/2019
Red River Advisors Oklahoma City OK 08/2019 12/2021
Miller Private Wealth Llc Oklahoma City OK 08/2019 12/2021
Adaptation Financial Advisors Inc. Oklahoma City OK 12/2021 03/2023
Cambridge Investment Research, Inc. Fairfield IA 12/2021 03/2023
Cambridge Investment Research Advisors, Inc. Fairfield IA 12/2021 03/2023
Advisor Resource Council Llc Dallas TX 03/2023 Present
Lpl Financial Llc Jenks OK 05/2023 Present
  • 10/1991 → 10/2020
    U.S. Army
    Ft Campbell, KY
  • 03/2017 → 08/2019
    Regent Financial Services
    Tulsa, OK
  • 08/2017 → 08/2019
    Lpl Financial, Llc
    Tulsa, OK
  • 09/2017 → 08/2019
    Drawbridge Capital, Llc
    Tulsa, OK
  • 08/2019 → 12/2021
    Red River Advisors
    Oklahoma City, OK
  • 08/2019 → 12/2021
    Miller Private Wealth Llc
    Oklahoma City, OK
  • 12/2021 → 03/2023
    Oklahoma City, OK
  • 12/2021 → 03/2023
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 12/2021 → 03/2023
    Fairfield, IA
  • 03/2023 → Present
    Advisor Resource Council Llc
    Dallas, TX
  • 05/2023 → Present
    Lpl Financial Llc
    Jenks, OK
Previous Registrations
Other Businesses

1) 05/2023 - Crump Life Insurance Services - Non-Variable Insurance - Inv. Related - Harrisburg, PA - Agent Selling Insurance- Start Date 04/11/2023 - 4hrs/month - 10% time spent 2) 05/2023 - 360 WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 3) 05/25/2023 - 360 WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 04/11/2023 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through 360 WEALTH MANAGEMENT, an independent investment advisor firm. I started this business activity in 04/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 05/25/2023 - ADVISOR RESOURCE COUNCIL - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 4/11/2023 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Advisor Resource Council, an independent investment advisor firm. I started this business activity in 04/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 09/03/2024 - RSKRWRD LLC - Business Entity For Tax/Investment Purposes Only - Non-inv. Related - Home Based - Start Date 09/01/2024 - 8 hrs/month/ 0 Hours During Trading 6) 11/05/2025 - Front Line Advisor Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/01/2025 - 160 hours per month/ during trading 7) 11/11/2025 - Front Line Advisor Group - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 11/01/2025 - 160 hours per month/ during trading - I provide investment advisory services through Advisor Resource Council, an independent investment advisor firm. I started this business activity in 11/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-12-30
S65 Uniform Investment Adviser Law Examination 2017-03-23
  • S63 Uniform Securities Agent State Law Examination
    2021-12-30
  • S65 Uniform Investment Adviser Law Examination
    2017-03-23

View on SEC IAPD

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