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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-06
  • TX RA
    APPROVED
    Since 2024-12-06

Branch Locations

7001 Independence Pkwy, Plano, TX 75025 • United States

113 E Fm 544, Murphy, TX 75094 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Frisco TX 10/2020 Present
Sprint Plano TX 05/2016 10/2020
Bank Of America Rockwall TX 10/2020 09/2024
Texas A&M Commerce Commerce TX 01/2018 09/2022
Bank Of America, N.A. Frisco TX 11/2024 Present
  • 10/2020 → Present
    Frisco, TX
  • 05/2016 → 10/2020
    Sprint
    Plano, TX
  • 10/2020 → 09/2024
    Bank Of America
    Rockwall, TX
  • 01/2018 → 09/2022
    Texas A&M Commerce
    Commerce, TX
  • 11/2024 → Present
    Bank Of America, N.A.
    Frisco, TX
Other Businesses

I*: 2925279Entity Type: Entity For Profit Name of OBA: Developers Oath LLC Address: MelissaTexas75454Investment Related: n Position, Title, Association: General Partner/Managing Member Employee Start Date: 10/27/2025 No Hours: 2hr/wk No Hours during trading:0 Duties: app development company for a game. art design input and company direction input. 1. other owners will be able to authorize bank accounts that i can be on, we do not have any plans to do any investment accounts. 2. it is going to be a computer game and possibly mobile. 3. I attest that all outside activities must be performed in your personal capacity & not that of Bank of America or its subsidiaries card game is genre

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-04
  • S66 Uniform Combined State Law Examination
    2024-12-04
Other Names
  • Clayton Rivera

View on SEC IAPD

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