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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-01-26
TX RA APPROVED 2025-04-22
DE RA APPROVED 2025-04-12
  • PA RA
    APPROVED
    Since 2026-01-26
  • TX RA
    APPROVED
    Since 2025-04-22
  • DE RA
    APPROVED
    Since 2025-04-12

Branch Locations

101 W Macdade Blvd, Folsom, PA 19033 • United States

400 Delaware Ave, Wilmington, DE 19801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilmington DE 07/2023 Present
Dl Fortune Llc Canton MA 06/2021 01/2023
Gemini Brother Inc Braintree MA 05/2022 08/2023
Lamic C A Ciudad De Buenos Aires 09/2019 04/2020
Universidad De Buenos Aires Buenos Aires 09/2018 04/2022
Kel Ediciones Buenos Aires 12/2017 05/2018
Universidad De Buenos Aires Buenos Aires 02/2016 02/2022
Bank Of America, N.A. Wilmington DE 11/2024 Present
  • 07/2023 → Present
    Wilmington, DE
  • 06/2021 → 01/2023
    Dl Fortune Llc
    Canton, MA
  • 05/2022 → 08/2023
    Gemini Brother Inc
    Braintree, MA
  • 09/2019 → 04/2020
    Lamic C A
    Ciudad De Buenos Aires
  • 09/2018 → 04/2022
    Universidad De Buenos Aires
    Buenos Aires
  • 12/2017 → 05/2018
    Kel Ediciones
    Buenos Aires
  • 02/2016 → 02/2022
    Universidad De Buenos Aires
    Buenos Aires
  • 11/2024 → Present
    Bank Of America, N.A.
    Wilmington, DE
Other Businesses

Name of the other businessAmazon.com IncWhether the business is investment-relatednoAddress of the other businessSeattle, WA, 98108-0683Title, or relationship with the other business: Delivery driver Start date of your relationship: Dec/2022Approximate number of hours/month you devote to the other business4-10hsNumber of hours you devote to the other business during securities trading hours0Briefly describe your duties relating to the other business: Delivery packagesI*: 3183286Entity Type: For Profit, Publicly TradedName of the other business: Doordash IncInvestment-related: NoAddress of the other business: Newark NJTitle, or relationship with the other business; Delivery driver Start date of your relationship: 12/17/2024Approximate number of hours/month you devote to the other business: 8 hrs wklyNumber of hours you devote to the other business during securities trading hours: 0Briefly describe your duties relating to the other business: Delivery packages or food ordersName of the other businessShipt INCWhether the business is investment-relatedNoAddress of the other businessNew castle County, DENature of the other businessApp deliveryYour positiondriverTitle, or relationship with the other businessdriverStart date of your relationship09/2024Approximate number of hours/month you devote to the other businessI have not use the app yetNumber of hours you devote to the other business during securities trading hours0Briefly describe your duties relating to the other businessDelivery packages or food orders I*3959265 Entity Type: Entity For Profit Name of OBA: Mestizo Hospitality INC - Katanas Address: Newark, Delaware, 19702 Investment Related: No Position, Title, Association: Employee Employee Start Date: 03/07/2026 Number of Hours: 16, Weekly Number of Hours during trading: 0, Weekly Duties: Bartender Weekends Server - Bartender

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-11
  • S66 Uniform Combined State Law Examination
    2025-04-11

View on SEC IAPD

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