Shilu Shrestha

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-03-17
CA	RA	APPROVED	2025-02-11

TX RA
APPROVED

Since 2025-03-17
CA RA
APPROVED

Since 2025-02-11

Branch Locations

24740 Valley St, Newhall, CA 91321 • United States

23929 Valencia Blvd, Valencia, CA 91355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Corte Madera	CA	09/2015	Present
Bank Of America, N.A.	Corte Madera	CA	10/2024	Present

09/2015 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Corte Madera, CA
10/2024 → Present

Bank Of America, N.A.

Corte Madera, CA

Other Businesses

I*: 2037282 Name of the other business: RENTAL PROPRTY Whether the business is investment-related: NO Address of the other business: Richmond CA Your position: OWNER Start date of your relationship: 07/2022 Approximate number of hours/month you devote to the other business: 4 HOURS ANNUALLY Number of hours you devote to the other business during securities trading hours: Briefly describe your duties relating to the other business:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-02-10

S66 Uniform Combined State Law Examination

2025-02-10