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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-09 |
| SC | RA | APPROVED | 2024-10-31 |
Branch Locations
225 Seven Farms Drive Suite 106, Daniel Island, SC 29492 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Cornerstone Company Of Charleston Llc | Mt. Pleasant | SC | 06/2018 | 08/2020 |
| The Hamlin Hammerhead Swim Team | Mt. Pleasant | SC | 05/2021 | 07/2024 |
| Clemson University | Clemson | SC | 08/2020 | 08/2024 |
| Jackson Swim School | Mount Pleasant | SC | 06/2020 | Present |
| Wando High School | Mt. Pleasant | SC | 08/2016 | 05/2020 |
| First Capital Bank | Charleston | SC | 05/2024 | 07/2024 |
| Saltwater Cowboys | Mt. Pleasant | SC | 05/2021 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 10/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 10/2024 | Present |
| Seacoast Christian Community Church, Inc | Mount Pleasant | SC | 06/2026 | Present |
1. NAME OF OTHER BUSINESS: JACKSON SWIM SCHOOL INVESTMENT RELATED: NO ADDRESS: 100 AMENITY PARK DRIVE MOUNT PLEASANT SC NATURE OF BUSINESS: TO PROVIDE SWIM LESSONS/INSTRUCTION START DATE: 06/2020 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: .5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: PROVIDE SWIM LESSONS 2. NAME OF OTHER BUSINESS: COMMONWEALTH FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 11/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 3. NAME OF OTHER BUSINESS: SEACOAST CHRISTIAN COMMUNITY CHURCH, INC. INVESTMENT RELATED: NO ADDRESS: 750 LONG POINT ROAD MOUNT PLEASANT SC 29464 NATURE OF BUSINESS: RELIGIOUS ORGANIZATION / CHURCH MINISTRY START DATE: 07/2026 POSITION/TITLE/RELATIONSHIP: SUMMER CAMP GAMES DIRECTOR APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: AD GAMES AND THE FUN ELEMENTS OF THE CHURCH SUMMER CAMP FOR STUDENTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-30 |
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