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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-12-18
  • GA RA
    APPROVED
    Since 2024-12-18

Branch Locations

303 Peachtree St, Ne Fl 33, Atlanta, GA 30308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Truist Investment Services, Inc Atlanta GA 07/2024 Present
Truist Financial Company Atlanta GA 09/2021 06/2024
Truist Financial Corporation Atlanta GA 05/2019 09/2021
Truist Financial Corporation Atlanta GA 04/2016 04/2019
Truist Advisory Services, Inc Atlanta GA 12/2024 Present
  • 07/2024 → Present
    Truist Investment Services, Inc
    Atlanta, GA
  • 09/2021 → 06/2024
    Truist Financial Company
    Atlanta, GA
  • 05/2019 → 09/2021
    Truist Financial Corporation
    Atlanta, GA
  • 04/2016 → 04/2019
    Truist Financial Corporation
    Atlanta, GA
  • 12/2024 → Present
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-16
  • S66 Uniform Combined State Law Examination
    2024-12-16
Other Names
  • Caroline Murtaugh

View on SEC IAPD

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