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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-02
IL RA APPROVED 2025-01-27
  • TX RA
    APPROVED
    Since 2026-01-02
  • IL RA
    APPROVED
    Since 2025-01-27

Branch Locations

120 S Riverside Plaza Suite 700, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc Chicago IL 10/2024 Present
Bmo Wealth Mangement Chicago IL 04/2018 10/2024
Northern Trust Company Chicago IL 09/2013 04/2018
  • 10/2024 → Present
    Chicago, IL
  • 04/2018 → 10/2024
    Bmo Wealth Mangement
    Chicago, IL
  • 09/2013 → 04/2018
    Northern Trust Company
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-24
  • S66 Uniform Combined State Law Examination
    2025-01-24

View on SEC IAPD

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