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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student | Albany | NY | 09/2014 | 05/2022 |
| Broadview Federal Credit Union | Albany | NY | 07/2020 | 08/2022 |
| Galesi Group | Schenectady | NY | 08/2022 | 08/2024 |
| Lpl Financial | Latham | NY | 09/2024 | 06/2025 |
| Hudson Valley Federal Credit Union | Latham | NY | 08/2024 | 06/2025 |
| Tj Popolizio | Albany | NY | 06/2025 | 01/2026 |
| Christopher Nuss | Albany | NY | 06/2025 | 01/2026 |
| Northwestern Mutual Investment Services, Llc | Albany | NY | 07/2025 | Present |
| Tj Popolizio | Albany | NY | 01/2026 | Present |
| Christopher Nuss | Albany | NY | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-25 |
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