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Christopher Ellis

Ubs Financial Services Inc.

Walnut Creek, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-14
  • CA RA
    APPROVED
    Since 2025-07-14

Branch Locations

1255 Treat Blvd Suite 1000, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Functional Muscle Fitness Concord CA 01/2021 07/2024
Ubs Financial Services Walnut Creek CA 09/2024 Present
St. Mary's College Of California Moraga CA 08/2020 05/2024
De La Salle High School Concord CA 08/2016 05/2020
  • 01/2021 → 07/2024
    Functional Muscle Fitness
    Concord, CA
  • 09/2024 → Present
    Ubs Financial Services
    Walnut Creek, CA
  • 08/2020 → 05/2024
    St. Mary's College Of California
    Moraga, CA
  • 08/2016 → 05/2020
    De La Salle High School
    Concord, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-12
  • S66 Uniform Combined State Law Examination
    2025-07-12

View on SEC IAPD

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Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

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