Samuel Thai Richardson

Neuberger Berman Bd LLC

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Current Employers

Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-11-24

NY RA
APPROVED

Since 2025-11-24

Branch Locations

New York, NY • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Student	Providence	RI	01/2014	05/2021
Fidelity Investments	Smithfield	RI	09/2024	02/2025
Student	Smithfield	CT	05/2021	09/2024
Neuberger Berman	New York	NY	03/2025	Present

01/2014 → 05/2021

Student

Providence, RI
09/2024 → 02/2025

Fidelity Investments

Smithfield, RI
05/2021 → 09/2024

Student

Smithfield, CT
03/2025 → Present

Neuberger Berman

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-11-24
S63	Uniform Securities Agent State Law Examination	2024-11-13

S65 Uniform Investment Adviser Law Examination

2025-11-24
S63 Uniform Securities Agent State Law Examination

2024-11-13

Other Names

Samuel Thai Richardson
Samuel Richardson

View on SEC IAPD

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