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Brian Keith West

Cetera Investment Advisers LLC

Vicksburg, MS

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-07
MS RA APPROVED 2022-08-09
  • TX RA
    APPROVED_RES
    Since 2022-11-07
  • MS RA
    APPROVED
    Since 2022-08-09

Branch Locations

4140 Clay St, Vicksburg, MS 39180 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Vicksburg MS 07/2011 08/2022
Regions Bank Vicksburg MS 08/2022 Present
Cetera Investment Services Llc Saint Cloud MN 08/2022 Present
Cetera Investment Advisers Llc Vicksburg MS 08/2022 Present
Previous Registrations
  • 2011-07-05 → 2022-08-12
    Lpl Financial Llc
    Vicksburg, MS
  • 2007-02-23 → 2011-07-05
    Uvest Financial Services Group, Inc.
    Vicksburg, MS
    Vicksburg, MS
  • 2005-10-21 → 2007-01-16
    Wells Fargo Investments, Llc
    Brighton, CO
    Brighton, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-20
  • S66 Uniform Combined State Law Examination
    2005-10-20

View on SEC IAPD

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Samuel Jacob Porter
Leonard Ryan Lee
DIANE KEMP
WILLIAM MARION ROBERSON
FRANCIS MARION BIEDENHARN
Wayne Vincent Pratt
Daniel Kenneth Daily

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Vicksburg, MS
EDWARD JONES · VICKSBURG, MS
STATE FARM INVESTMENT MANAGEMENT CORP. · Vicksburg, MS
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · VICKSBURG, MS
EDWARD JONES · VICKSBURG, MS
EDWARD JONES · VICKSBURG, MS

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