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Current Employers
Total Clarity Wealth Management, Inc

525 Tyler Rd Suite T, St. Charles, IL 60174 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2007-04-12
  • IL RA
    APPROVED
    Since 2007-04-12

Branch Locations

65 West Jackson Blvd Suite 1001, Chicago, IL 60604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Humint Solutions Llc Chicago IL 07/2003 01/2023
Total Clarity Wealth Management, Inc. Chicago IL 03/2007 Present
Cetera Advisor Networks Llc El Segundo CA 01/2013 10/2018
Lpl Financial Llc Chicago IL 10/2018 Present
  • 07/2003 → 01/2023
    Humint Solutions Llc
    Chicago, IL
  • 03/2007 → Present
    Chicago, IL
  • 01/2013 → 10/2018
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 10/2018 → Present
    Lpl Financial Llc
    Chicago, IL
Previous Registrations
  • 2006-03-29 → 2018-10-05
    Cetera Wealth Services, Llc
    Chicago, IL
    Oak Brook, IL
    Chicago, IL
Other Businesses

1) 10/01/2018 - FOLKSON, LLC - Farm - Not investment Related - Chicago, IL - Start Date 6/1/2011 - 8 hours per month/ 0 hours during trading 2) 10/01/2018 - PRONGHORN ADVISORS, INC - BUSINESS ENTITY - investment Related - CHICAGO, IL - Start Date 11/24/2014 - 4 hours per month/ 0 hours during trading 3) 10/01/2018 - DOUGLAS GLICK - NON-VARIABLE INSURANCE - Investment Related - At Reported Business Location(s) - Start Date 2006 - 4 hours per month/ 1 hour during trading 4) 10/01/2018 - TOTAL CLARITY WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 3/26/2007 5) 10/3/2018 - TOTAL CLARITY WEALTH MANAGEMENT, INC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 03/26/2007 - 140 Hours Per Month/140 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through TOTAL CLARITY WEALTH MANAGEMENT, INC, an independent investment advisor firm. I started this business activity in 8/2018. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-08
  • S66 Uniform Combined State Law Examination
    2005-09-08
Other Names
  • Douglas Glick

View on SEC IAPD

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