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Current Employers
Knight Family Wealth

Naples, FL • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-16
  • FL RA
    APPROVED
    Since 2025-01-16

Branch Locations

Naples, FL • United States

Chicago, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knight Family Wealth, Llc Chicago IL 09/2024 Present
Channel Investments Llc Dba Tria Beauty Tampa FL 11/2022 05/2024
Sears Hometown Stores Hoffman Estates IL 05/2022 11/2022
Transformco / Sears Holdings Corporation Hoffman Estates IL 01/2010 11/2022
Pinewood Group Llc Chicago IL 06/2024 09/2024
  • 09/2024 → Present
    Knight Family Wealth, Llc
    Chicago, IL
  • 11/2022 → 05/2024
    Channel Investments Llc Dba Tria Beauty
    Tampa, FL
  • 05/2022 → 11/2022
    Sears Hometown Stores
    Hoffman Estates, IL
  • 01/2010 → 11/2022
    Transformco / Sears Holdings Corporation
    Hoffman Estates, IL
  • 06/2024 → 09/2024
    Pinewood Group Llc
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-29
  • S65 Uniform Investment Adviser Law Examination
    2024-08-29

View on SEC IAPD

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