George Lu

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-02-13
CA	RA	APPROVED	2025-04-02

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
New Cicero's Inc	San Jose	CA	09/2018	09/2023
Santa Clara University	Santa Clara	CA	09/2020	06/2024
Lynbrook High School	San Jose	CA	06/2016	09/2020
David White & Associates	San Ramon	CA	07/2024	03/2025
Ameritas Investment Company, Llc	Lincoln	NE	09/2024	03/2025
Ameritas Advisory Services, Llc	Lincoln	CA	01/2025	03/2025
Ameritas Insurance Corp.	Lincoln	CA	01/2025	03/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Palo Alto	CA	03/2025	Present
Fortinet	Sunnyvale	CA	06/2022	09/2022
Teatop	San Jose	CA	10/2019	08/2021
Bank Of America, N.A.	Palo Alto	CA	04/2025	Present

09/2018 → 09/2023

New Cicero's Inc

San Jose, CA
09/2020 → 06/2024

Santa Clara University

Santa Clara, CA
06/2016 → 09/2020

Lynbrook High School

San Jose, CA
07/2024 → 03/2025

David White & Associates

San Ramon, CA
09/2024 → 03/2025

Ameritas Investment Company, Llc

Lincoln, NE
01/2025 → 03/2025

Ameritas Advisory Services, Llc

Lincoln, CA
01/2025 → 03/2025

Ameritas Insurance Corp.

Lincoln, CA
03/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palo Alto, CA
06/2022 → 09/2022

Fortinet

Sunnyvale, CA
10/2019 → 08/2021

Teatop

San Jose, CA
04/2025 → Present

Bank Of America, N.A.

Palo Alto, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-12-23

Other Firms