Jennifer Rachel Mitchell

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-10-11
TX	RA	APPROVED	2024-10-11

CA RA
APPROVED

Since 2024-10-11
TX RA
APPROVED

Since 2024-10-11

Branch Locations

2262 Carmel Valley Rd Ste 200, Del Mar, CA 92014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unemployed	San Diego	CA	06/2024	09/2024
Lpl Financial Llc	San Diego	CA	09/2024	Present
Poway Unified School District	San Diego	CA	08/2014	06/2024

06/2024 → 09/2024

Unemployed

San Diego, CA
09/2024 → Present

Lpl Financial Llc

San Diego, CA
08/2014 → 06/2024

Poway Unified School District

San Diego, CA

Other Businesses

1- 10/11/2024 / Seapoint Wealth Advisors / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) / Start Date:09/25/2024 - 160 hrs mth / 8 hrs during trading. 2) 10/08/2025 - Pro Tax Direct - Investment Related - Tax Prep/Accounting/CPA - At reported business location(s) - Start Date:10/06/2025 - 20 Hrs/Mth - 10 Hrs During Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-08-31

S65 Uniform Investment Adviser Law Examination

2024-08-31

Other Names

Jennfier Rachel Mitchell
Jennifer Rachel Frates

View on SEC IAPD