Aaron Oakley Finch

Current Employers

Oakley Financial Llc

Fort Mill, SC • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-03-19
NC	RA	APPROVED	2024-03-20
SC	RA	APPROVED	2024-03-18

NY RA
APPROVED

Since 2026-03-19
NC RA
APPROVED

Since 2024-03-20
SC RA
APPROVED

Since 2024-03-18

Branch Locations

Fort Mill, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Voya	Syracuse	NY	07/2015	10/2023
Voya Financial Partners, Llc.	Syracuse	NY	07/2015	10/2023
Aaron Finch, Sole Proprietor	Fort Mill	SC	01/2003	Present
Oakley Financial Llc	Fort Mill	SC	09/2023	Present

07/2015 → 10/2023

Voya

Syracuse, NY
07/2015 → 10/2023

Voya Financial Partners, Llc.

Syracuse, NY
01/2003 → Present

Aaron Finch, Sole Proprietor

Fort Mill, SC
09/2023 → Present

Oakley Financial Llc

Fort Mill, SC

Previous Registrations

2008-02-05 → 2008-04-25

Sage, Rutty & Co., Inc.

Rochester, NY

Rochester, NY

Other Businesses

1. Aaron Finch, Sole Proprietor; Yes; Fort Mill, SC; Fixed Insurance Sales; Insurance Agent; 01/2003; 4HRS/MO; 0HRS/MO; Fixed insurance sales. Approx. 5% of time during the month. 2. The Charming Cottage, LLC; No; Livonia, NY; Rental Property; Owner; 05/2018; 4HRS/MO; 0HRS/MO; Oversee maintenance of the property. Less than 5% of time during the month.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-09-29
S66	Uniform Combined State Law Examination	2006-05-31

S65 Uniform Investment Adviser Law Examination

2023-09-29
S66 Uniform Combined State Law Examination

2006-05-31

View on SEC IAPD