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Current Employers
Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-13
  • TX RA
    APPROVED
    Since 2020-10-13

Branch Locations

4444 Corona Dr., Ste. 242, Corpus Christi, TX 78411 • United States

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Elite Plus Financial & Retirement Services Sacramento CA 09/2004 Present
Self Employed Corpus Chriti TX 09/2004 Present
Planmember Securities Corporation Carpinteria CA 01/2015 Present
  • 09/2004 → Present
    Elite Plus Financial & Retirement Services
    Sacramento, CA
  • 09/2004 → Present
    Self Employed
    Corpus Chriti, TX
  • 01/2015 → Present
    Carpinteria, CA
Previous Registrations
Other Businesses

1) ELITE PLUS FINANCIAL & RETIREMENT SERVICES -4444 Corona Dr., Ste. 242, CORPUS CHRISTI, TX 78411; INVESTMENT RELATED; FINANCIAL/INSURANCE SALES & SVCS; AGENT; START DATE 9/2004; 160 HRS/MNTH & DURING TRADING. 2)JASON LEDSWORTH (SELF EMPLOYED)-6629 COUSTEAU LANE, CORPUS CHRISTI, TX 78414; INVESTMENT RELATED; INSURANCE (LIFE) SALES & SVCS; AGENT; START DATE 9/2004; 60 HRS/MNTH & DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-10-09
S63 Uniform Securities Agent State Law Examination 2015-02-28
  • S65 Uniform Investment Adviser Law Examination
    2020-10-09
  • S63 Uniform Securities Agent State Law Examination
    2015-02-28

View on SEC IAPD

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