Wesley A Thompson

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2022-07-19
TX	RA	APPROVED	2022-07-19

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Wells Fargo Advisors	Naples	FL	10/2012	11/2016
Wells Fargo Clearing Services, Llc	Naples	FL	11/2016	05/2017
Aspire Private Capital	Cornelius	NC	06/2017	01/2018
Guardian Life Insurance Co Of America	Charlotte	NC	02/2018	06/2018
Park Avenue Securities	Charlotte	NC	03/2018	06/2018
Wells Fargo Clearing Services, Llc	Charlotte	NC	06/2018	07/2019
Rinaldi Wealth Management	Bonita Springs	FL	09/2019	11/2019
Ifp Securities, Llc	Tampa	FL	09/2019	11/2019
Independent Financial Partners	Tampa	FL	09/2019	11/2019
Wells Fargo Advisors Financial Network, Llc	Naples	FL	01/2020	Present

2020-02-03 → 2022-06-24

Wells Fargo Advisors Financial Network, Llc

Naples, FL
2019-09-06 → 2019-11-11

Independent Financial Partners

Bonita Springs, FL
2018-07-03 → 2019-07-31

Wells Fargo Clearing Services, Llc

Charlotte, NC
2018-04-11 → 2018-06-15

Park Avenue Securities Llc

Charlotte, NC
2017-06-20 → 2018-03-01

Aspire Private Capital

Cornelius, NC
2012-11-06 → 2017-06-01

Wells Fargo Clearing Services, Llc

Naples, FL

Fort Myers, FL
2010-06-21 → 2012-10-19

Ciccarelli Advisory Services Inc
2010-08-16 → 2012-06-08

Fsc Securities Corporation

Bonita Springs, FL

Bonita Springs, FL
2008-12-02 → 2010-01-07

Wells Fargo Clearing Services, Llc

Naples, FL

Naples, FL
2008-10-31 → 2008-11-05

Morgan Stanley & Co. Llc

Naples, FL
2008-01-01 → 2008-11-03

Wells Fargo Clearing Services, Llc

Naples, FL
2007-09-20 → 2008-01-01

A. G. Edwards & Sons, Inc.

Naples, FL

St. Louis, MO

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-09-18