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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-10-10 |
| TX | RA | APPROVED | 2025-10-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services, Inc | Weehawken | NJ | 10/2024 | 10/2025 |
| Nfl Prospect | Caldwell | NJ | 01/2024 | 09/2024 |
| Princeton University | Princeton | NJ | 09/2023 | 12/2023 |
| Cinctive Capital | New York | NY | 06/2023 | 08/2023 |
| Canaccord Genuity | New York | NY | 01/2023 | 06/2023 |
| Princeton | Princeton | NJ | 09/2022 | 12/2022 |
| Evolution Capital | Reno | NV | 06/2022 | 08/2022 |
| Princeton | Princeton | NJ | 09/2021 | 06/2022 |
| Fiserv | Jersey City | NJ | 06/2021 | 08/2021 |
| Princeton | Princeton | NJ | 09/2020 | 06/2021 |
| Lights & Decks | Caldwell | NJ | 06/2020 | 08/2020 |
| Princeton | Princeton | NJ | 09/2019 | 06/2020 |
| West Essex | Caldwell | NJ | 09/2014 | 08/2019 |
| Wells Fargo Clearing Services, Llc | New York | NY | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-22 |
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