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Current Employers
Sterling Legacy Advisors Inc.

River Vale, NJ • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-02-19
NY RA APPROVED 2026-02-06
  • NJ RA
    APPROVED
    Since 2026-02-19
  • NY RA
    APPROVED
    Since 2026-02-06

Branch Locations

River Vale, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc. New York NY 08/2024 09/2025
Usatf New Jersey Montville NJ 01/2024 08/2026
Princeton University Princeton NJ 08/2020 05/2024
Princeton University Princeton NJ 04/2022 05/2024
Kent Place School Summit NJ 08/2014 05/2020
Sterling Legacy Advisors Inc. River Vale NJ 09/2025 Present
Lpl Financial Llc River Vale NJ 08/2026 Present
  • 08/2024 → 09/2025
    New York, NY
  • 01/2024 → 08/2026
    Usatf New Jersey
    Montville, NJ
  • 08/2020 → 05/2024
    Princeton University
    Princeton, NJ
  • 04/2022 → 05/2024
    Princeton University
    Princeton, NJ
  • 08/2014 → 05/2020
    Kent Place School
    Summit, NJ
  • 09/2025 → Present
    River Vale, NJ
  • 08/2026 → Present
    Lpl Financial Llc
    River Vale , NJ
Previous Registrations
Other Businesses

1. 08/2026 - STERLING LEGACY ADVISORS - DBA for LPL Business (entity for LPL business) - INV REL- 160 Hrs/Mth - 160 Hrs During Trading - River Vale, NJ 07675 - OBA Start Date: 08/12/2026 2. 08/2026 - Nike Track & Field Center at the Armory - Coach/ Sports/ Fitness - Not INV REL- 40 Hrs/Mth - 00 Hrs During Trading - New York, NY 10032 - OBA Start Date: 12/01/2025 3. 08/2026 - Fulton Accurate Timing - Coach/ Sports/ Fitness - Not INV REL- 30 Hrs/Mth - 00 Hrs During Trading - New Paltz, NY 12561 - OBA Start Date: 04/01/2026 4. 3/2026 - Independent Licensed Insurance Agent - Investment Related, NJ, Accident & Health or Sickness, Life, Variable Life and Variable Annuity

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-17
  • S66 Uniform Combined State Law Examination
    2024-10-17

View on SEC IAPD

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