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Adam John Waclawsky

Capital Client Group, Inc.

Los Angeles, CA

Wellesley, MA

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-06
  • CA RA
    APPROVED
    Since 2024-11-06

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Wellesley, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Acadian Asset Mgmt, Llc / Funds Distributor, Llc Boston MA 08/2015 10/2023
Allspring Global Inv. Holdings Llc/ Allspring Funds Distrib. Llc Boston MA 09/2024 10/2024
Unemployed Wellesley MA 10/2023 09/2024
Capital Group / Capital Client Group, Inc. Los Angeles CA 10/2024 Present
  • 08/2015 → 10/2023
    Acadian Asset Mgmt, Llc / Funds Distributor, Llc
    Boston, MA
  • 09/2024 → 10/2024
    Allspring Global Inv. Holdings Llc/ Allspring Funds Distrib. Llc
    Boston, MA
  • 10/2023 → 09/2024
    Unemployed
    Wellesley, MA
  • 10/2024 → Present
    Capital Group / Capital Client Group, Inc.
    Los Angeles, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-01-11
  • S63 Uniform Securities Agent State Law Examination
    2018-01-11
Designations
Other Names
  • Adam John Waclawsky
  • Adam Waclawsky

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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