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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2012-03-22
  • PA RA
    APPROVED
    Since 2012-03-22

Branch Locations

1928 Cochran Rd, Pittsburgh, PA 15220 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2005 Present
Northwestern Mutual Investment Services, Llc Pittsburgh PA 05/2005 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 04/2005 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 05/2005 → Present
    Pittsburgh, PA
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. MCKENNA DISTRICT NETWORK OFFICE, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 7/11/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT RELATED. 3. 100% OWNER, 1928 HOLDINGS LLC, INVESTMENT PROPERTY, START DATE: 6/29/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, FORMING AN LLC ENTITY FOR THE PURCHASE OF THE OFFICE BUILDING MY DISTRICT OFFICE RESIDES IN 4. $10,000 INVESTMENT, BULLDOG PRIDE, LLC, 5601 AYLESBORO AVE, PITTSBURGH, , PENNSYLVANIA, 15217, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 1/25/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-06-09
  • S63 Uniform Securities Agent State Law Examination
    2005-06-09
Designations

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