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Nicholas Traxler

Ameriprise Financial Services, LLC

Scottsdale, AZ

Glendale, AZ

Scottsdale, AZ

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-01
  • TX RA
    APPROVED
    Since 2025-08-01

Branch Locations

8817 E Bell Rd Ste 201, Scottsdale, AZ 85260 • United States

7121 W Bell Rd Ste 200, Glendale, AZ 85308-8559 • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Peoria AZ 08/2024 Present
Target Corporation St Charles IL 07/2016 12/2022
Arizona State Club Water Polo Tempe AZ 12/2022 05/2024
  • 08/2024 → Present
    Ameriprise Financial Services, Llc
    Peoria, AZ
  • 07/2016 → 12/2022
    Target Corporation
    St Charles, IL
  • 12/2022 → 05/2024
    Arizona State Club Water Polo
    Tempe, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-21
  • S66 Uniform Combined State Law Examination
    2025-04-21

View on SEC IAPD

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