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Yufan Cao

J.P. Morgan Securities LLC

Chicago, IL

Westerville, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-21
IL RA APPROVED 2026-03-21
  • TX RA
    APPROVED
    Since 2026-05-21
  • IL RA
    APPROVED
    Since 2026-03-21

Branch Locations

10 S Dearborn St, Floor 11, Chicago, IL 60603-2300 • United States

370 S Cleveland Ave, Westerville, OH 43081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Chicago IL 08/2024 Present
Unemployed Chicago IL 08/2014 07/2024
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-21
S63 Uniform Securities Agent State Law Examination 2024-11-22
  • S66 Uniform Combined State Law Examination
    2026-03-21
  • S63 Uniform Securities Agent State Law Examination
    2024-11-22

View on SEC IAPD

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