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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-06-18
  • MN RA
    APPROVED
    Since 2025-06-18

Branch Locations

Minneapolis, MN • United States

753 Ameriprise Financial Ctr, Minneapolis, MN 55474-0007 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Minneapolis MN 09/2024 Present
Iron Door Pub Mpls MN 03/2024 08/2024
Whole Foods Mpls MN 10/2023 03/2024
Metro Mobility Mpls MN 11/2022 10/2023
Ywca Mpls MN 08/2022 02/2023
Great Plains Structures Mpls MN 06/2020 07/2022
Bep Eatery Mpls MN 09/2019 05/2020
Tilia Mpls MN 05/2018 08/2019
Gold Room Bar And Lounge Mpls MN 10/2017 08/2019
Fogo De Chao Mpls MN 01/2014 12/2017
  • 09/2024 → Present
    Minneapolis, MN
  • 03/2024 → 08/2024
    Iron Door Pub
    Mpls, MN
  • 10/2023 → 03/2024
    Whole Foods
    Mpls, MN
  • 11/2022 → 10/2023
    Metro Mobility
    Mpls, MN
  • 08/2022 → 02/2023
    Ywca
    Mpls, MN
  • 06/2020 → 07/2022
    Great Plains Structures
    Mpls, MN
  • 09/2019 → 05/2020
    Bep Eatery
    Mpls, MN
  • 05/2018 → 08/2019
    Tilia
    Mpls, MN
  • 10/2017 → 08/2019
    Gold Room Bar And Lounge
    Mpls, MN
  • 01/2014 → 12/2017
    Fogo De Chao
    Mpls, MN
Other Businesses

Business Ownership; Northernlighstea; Co-owner; Retail; 2703 Girard Ave S, 114, Minneapolis, MN, 55408; Not Investment-Related; 07/02/2025; 10 to 19 hours per month; 0 during trading hours. Other Business Activities; hot dog stand; Small single person hot dog stand selling hotdogs for small establishments/ events; 1316 University Ave NE # 2, , Minneapolis, MN 55413-1226, MN, 55413; Not Investment-Related; 09/08/2025; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-12
  • S66 Uniform Combined State Law Examination
    2025-06-12
Other Names
  • Devon Lumbar

View on SEC IAPD

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