Benjamin Ferguson

240 Greenwich Street 9Th Floor East, New York, NY 10286-0001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-10-06

Branch Locations

240 Greenwich Street, New York, NY 10286 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	08/2024	09/2025
Icr Strategic Communications & Advisory	Norwalk	CT	06/2023	08/2023
Bucknell University	Lewisburg	PA	05/2020	05/2024
Beaver Country Day School	Chestnut Hill	MA	09/2013	06/2020
Capital Crossing	Boston	MA	07/2022	07/2022
Icr Strategic Communications & Advisory	Norwalk	CT	06/2021	07/2021
Whitney Peak Capital	Boston	MA	06/2019	06/2019
Unemployed	Boston	MA	06/2020	08/2020
Unemployed	Boston	MA	05/2024	08/2024
Bank Of America, N.A.	New York	NY	09/2024	09/2025
Bny Securities Corporation	New York	NY	09/2025	Present

08/2024 → 09/2025

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
06/2023 → 08/2023

Icr Strategic Communications & Advisory

Norwalk, CT
05/2020 → 05/2024

Bucknell University

Lewisburg, PA
09/2013 → 06/2020

Beaver Country Day School

Chestnut Hill, MA
07/2022 → 07/2022

Capital Crossing

Boston, MA
06/2021 → 07/2021

Icr Strategic Communications & Advisory

Norwalk, CT
06/2019 → 06/2019

Whitney Peak Capital

Boston, MA
06/2020 → 08/2020

Unemployed

Boston, MA
05/2024 → 08/2024

Unemployed

Boston, MA
09/2024 → 09/2025

Bank Of America, N.A.

New York, NY
09/2025 → Present

Bny Securities Corporation

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-02-03