Natali Renee Flores

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-11-25

TX RA
APPROVED

Since 2024-11-25

Branch Locations

5144 82Nd Street, Lubbock, TX 79424 • United States

2332 19Th St, Lubbock, TX 79401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lubbock	TX	08/2005	Present
Bank Of America, N.A.	Lubbock	TX	11/2024	Present

08/2005 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lubbock, TX
11/2024 → Present

Bank Of America, N.A.

Lubbock, TX

Other Businesses

I*: 1984265 Name of the other business: Lubbock Open Door Whether the business is investment-related: No Address of the other business: Lubbock, TX Nature of the other business: Non-Profit Charitable Organization Your position: Board Member Start date of your relationship: 01/01/2024 Approximate number of hours/month you devote to the other business: 2hrs mthly Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: Board Member for Charitable organization.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-11-25

S66 Uniform Combined State Law Examination

2023-11-25

Other Names

Natali Flores

View on SEC IAPD