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Samuel Stratton

Ubs Financial Services Inc.

Atlanta, GA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-04-11
  • GA RA
    APPROVED
    Since 2025-04-11

Branch Locations

3560 Lenox Road Ne 28Th Floor, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Atlanta GA 09/2024 Present
Wofford College Spartanburg SC 08/2020 06/2024
Unemployed Atlanta GA 06/2024 09/2024
Alpharetta High School Alpharetta GA 01/2016 08/2020
  • 09/2024 → Present
    Ubs Financial Services
    Atlanta, GA
  • 08/2020 → 06/2024
    Wofford College
    Spartanburg, SC
  • 06/2024 → 09/2024
    Unemployed
    Atlanta, GA
  • 01/2016 → 08/2020
    Alpharetta High School
    Alpharetta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-09
  • S66 Uniform Combined State Law Examination
    2025-04-09
Other Names
  • Sam Stratton
  • Samuel Stratton

View on SEC IAPD

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Other Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA
BRIGHTER INVESTING, PB LLC · ATLANTA, GA
RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA
NEWEDGE ADVISORS · Atlanta, GA

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