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Nicholas Michael Wilsens

Ubs Financial Services Inc.

Brookfield, WI

Oak Creek, WI

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-03-04
WI RA APPROVED 2016-03-04
  • TX RA
    APPROVED
    Since 2016-03-04
  • WI RA
    APPROVED
    Since 2016-03-04

Branch Locations

17335 Golf Parkway Suite 525, Brookfield, WI 53045 • United States

Oak Creek, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Milwaukee WI 03/2016 Present
Previous Registrations
  • 2008-08-28 → 2016-03-08
    Wells Fargo Clearing Services, Llc
    Milwaukee, WI
    Waukesha, WI
  • 2007-04-02 → 2008-09-03
    Morgan Stanley & Co. Llc
    Wauwatosa, WI
  • 2006-09-14 → 2007-04-02
    Morgan Stanley Dw Inc.
    Wauwatosa, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-12
  • S66 Uniform Combined State Law Examination
    2006-09-12

View on SEC IAPD

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