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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-05-07 |
| AL | RA | APPROVED | 2026-05-06 |
Branch Locations
3343 Peachtree Road, N.E. Suite 700, Atlanta, GA 30326 • United States
Mobile, AL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Command Brokerage Services, Inc. | Fort Worth | TX | 08/2024 | 06/2025 |
| Felix's Fish Camp | Mobile | AL | 09/2017 | 07/2025 |
| Cadence Bank | Mobile | AL | 09/2021 | 03/2023 |
| Boudreaux's Cajun Grill | Daphne | AL | 06/2016 | 07/2017 |
| Dragonfly Foodbar | Fairhope | AL | 07/2017 | 09/2017 |
| Shux On The Pier. | Fairhope | AL | 07/2017 | 09/2017 |
| First Command Brokerage Services, Inc. | Fort Worth | TX | 06/2025 | 01/2026 |
| First Command Advisory Services, Inc. | Fort Worth | TX | 06/2025 | 01/2026 |
| First Command Insurance Services, Inc. | Fort Worth | TX | 06/2025 | 01/2026 |
| Uber | Mobile | AL | 04/2026 | Present |
| Lpl Enterprise Llc | Atlanta | GA | 05/2026 | Present |
1. 04/30/2026 - Eric Thomas Henry N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Mobile, AL- Inv Related - OBA Start Date: 04/20/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading 2. 04/30/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Mobile, AL - Inv Related - OBA Start Date: 04/20/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading 3. 04/30/2026 - Eric Henry - Rideshare - Mobile, AL - Not Inv Related - OBA Start Date: 04/20/2026 - 80 Hour(s)/Month - 0 Hour(s) During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 2025-02-03 |
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